SFC Licences of NG Kathy Ka Wai 伍家慧
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Natixis Asia Limited | RE | 4 | 30 September 2021 | 02 September 2022 |
Natixis Asia Limited | RE | 1 | 30 September 2021 | 02 September 2022 |
SMBC Nikko Securities (Hong Kong) Limited 日興證券(香港)有限公司 | RE | 4 | 21 May 2018 | 19 June 2021 |
SMBC Nikko Securities (Hong Kong) Limited 日興證券(香港)有限公司 | RE | 1 | 02 May 2018 | 19 June 2021 |
MUFG Securities Asia Limited 三菱日聯證券亞洲有限公司 | RE | 1 | 08 August 2011 | 05 March 2018 |