SFC Licences of HUI Bosco Tien Ruey 許天瑞

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
CLSA Capital Markets Limited 中信里昂證券資本市場有限公司 RE 6 27 June 2018
CLSA Limited 中信里昂證券有限公司 RE 1 27 June 2018
CLSA Capital Markets Limited 中信里昂證券資本市場有限公司 RE 4 27 June 2018
CLSA Limited 中信里昂證券有限公司 RE 4 27 June 2018 20 July 2021
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 RE 1 30 October 2013 14 May 2016
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 6 01 August 2011 13 September 2013
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 1 01 August 2011 13 September 2013
Citigroup Global Markets Hong Kong Futures and Securities Limited RE 1 01 August 2011 31 January 2012