SFC Licences of LIU Qiuyi 劉秋漪

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Lazard Asia (Hong Kong) Limited RE 6 16 January 2019
Lazard Asia (Hong Kong) Limited RE 4 16 January 2019
Lazard Asia (Hong Kong) Limited RE 1 16 January 2019
Lazard Asia (Hong Kong) Limited RE 6 26 September 2014 27 May 2016
Lazard Asia (Hong Kong) Limited RE 4 26 September 2014 27 May 2016
Lazard Asia (Hong Kong) Limited RE 1 26 September 2014 27 May 2016
Barclays Capital Asia Limited 巴克萊亞洲有限公司 RE 6 01 November 2013 03 June 2014
Barclays Capital Asia Limited 巴克萊亞洲有限公司 RE 1 01 November 2013 03 June 2014
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 RE 6 28 March 2013 16 October 2013
BNP Paribas Capital (Asia Pacific) Limited 法國巴黎資本(亞太)有限公司 RE 6 01 August 2011 16 October 2013