SFC Licences of LIU Qiuyi 劉秋漪
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Lazard Asia (Hong Kong) Limited | RE | 6 | 16 January 2019 | 25 July 2023 |
| Lazard Asia (Hong Kong) Limited | RE | 4 | 16 January 2019 | 25 July 2023 |
| Lazard Asia (Hong Kong) Limited | RE | 1 | 16 January 2019 | 25 July 2023 |
| Lazard Asia (Hong Kong) Limited | RE | 6 | 26 September 2014 | 27 May 2016 |
| Lazard Asia (Hong Kong) Limited | RE | 4 | 26 September 2014 | 27 May 2016 |
| Lazard Asia (Hong Kong) Limited | RE | 1 | 26 September 2014 | 27 May 2016 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 6 | 01 November 2013 | 03 June 2014 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 1 | 01 November 2013 | 03 June 2014 |
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 | RE | 6 | 28 March 2013 | 16 October 2013 |
| BNP Paribas Capital (Asia Pacific) Limited 法國巴黎資本(亞太)有限公司 | RE | 6 | 01 August 2011 | 16 October 2013 |