SFC Licences of TSE So Ha 謝素霞

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 RE 1 03 August 2011 20 September 2011
Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 RE 2 03 August 2011 20 September 2011