SFC Licences of CHEN Yijing 陳毅菁
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 | RE | 9 | 08 March 2022 | |
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 | RE | 4 | 08 March 2022 | |
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 | RE | 1 | 08 March 2022 | |
Atta Securities Limited 紅蟻證券有限公司 | RE | 1 | 30 August 2021 | 18 February 2022 |
Atta Capital Limited 紅蟻資本有限公司 | RE | 9 | 30 August 2021 | 18 February 2022 |
Atta Capital Limited 紅蟻資本有限公司 | RE | 4 | 30 August 2021 | 18 February 2022 |
Guotai Junan Assets (Asia) Limited 國泰君安資產管理(亞洲)有限公司 | RE | 9 | 25 July 2017 | 12 March 2021 |
Guotai Junan Assets (Asia) Limited 國泰君安資產管理(亞洲)有限公司 | RE | 4 | 25 July 2017 | 12 March 2021 |
Guotai Junan Assets (Asia) Limited 國泰君安資產管理(亞洲)有限公司 | RE | 1 | 25 July 2017 | 12 March 2021 |
GF Securities (Hong Kong) Brokerage Limited 廣發証券(香港)經紀有限公司 | RE | 1 | 10 August 2011 | 20 April 2017 |