SFC Licences of LAW Raphael Benjamin Charles
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Balyasny Asset Management (Hong Kong) Limited | RE | 9 | 09 May 2023 | 14 March 2024 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 | RE | 2 | 21 December 2016 | 21 May 2021 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 | RE | 7 | 21 December 2016 | 13 May 2020 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 | RE | 1 | 10 July 2014 | 21 May 2021 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 | RE | 1 | 02 August 2011 | 20 May 2014 |