SFC Licences of SU Kai Hung 蘇凱宏
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Kadensa Capital Limited | RE | 9 | 20 March 2017 | |
Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 | RE | 9 | 04 May 2015 | 11 October 2016 |
Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 | RE | 1 | 04 May 2015 | 11 October 2016 |
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 2 | 10 February 2014 | 21 January 2015 |
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 1 | 10 February 2014 | 21 January 2015 |
Merrill Lynch Far East Limited | RE | 1 | 21 September 2011 | 08 November 2013 |
Merrill Lynch (Asia Pacific) Limited | RE | 1 | 15 August 2011 | 08 November 2013 |
Merrill Lynch Far East Limited | RE | 2 | 15 August 2011 | 08 November 2013 |