SFC licenceholder AXT105 YIN Bo 尹博

Licences

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Updated: 04 April 2020

Institution Role Licences Start date End date
Essence International Securities (Hong Kong) Limited 安信國際證券(香港)有限公司 RE [1] (Dealing in Securities) 13 August 2018
Essence Futures (Hong Kong) Limited 安信期貨(香港)有限公司 RE [2] (Dealing in Futures Contracts) 13 August 2018
BOCOM International Securities Limited 交銀國際證券有限公司 RE [4] (Advising on Securities) 06 April 2018 30 June 2018
BOCOM International Securities Limited 交銀國際證券有限公司 RE [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) 10 November 2017 30 June 2018
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 RE [1] (Dealing in Securities) 23 December 2014 31 March 2016
China Merchants Futures (HK) Co., Limited 招商期貨(香港)有限公司 RE [2] (Dealing in Futures Contracts) 23 December 2014 31 March 2016
Cinda International Futures Limited 信達國際期貨有限公司 RE [2] (Dealing in Futures Contracts) 14 October 2011 08 October 2014
Cinda International Securities Limited 信達國際證券有限公司 RE [1] (Dealing in Securities) 29 July 2011 08 October 2014