SFC Licences of XU Pengzi 許蓬子
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Spectrum Capital Management Limited 光譜資本管理有限公司 | RO | 9 | 31 October 2022 | |
| Spectrum Capital Management Limited 光譜資本管理有限公司 | RO | 4 | 31 October 2022 | |
| APlus Partners Asset Management Limited 紳灣資本資產管理有限公司 | RE | 4 | 15 March 2021 | 01 January 2022 |
| APlus Partners Asset Management Limited 紳灣資本資產管理有限公司 | RE | 9 | 25 February 2021 | 01 January 2022 |
| CITIC Securities CLSA Capital Partners (HK) Limited 中信里昂資本(香港)有限公司 | RO | 4 | 25 February 2020 | 16 November 2020 |
| CITIC Securities CLSA Capital Partners (HK) Limited 中信里昂資本(香港)有限公司 | RE | 9 | 18 December 2019 | 16 November 2020 |
| CLSA Limited 中信里昂證券有限公司 | RE | 1 | 18 October 2017 | 16 November 2020 |
| CITIC Securities CLSA Capital Partners (HK) Limited 中信里昂資本(香港)有限公司 | RE | 4 | 18 October 2017 | 25 February 2020 |
| CITIC Securities Corporate Finance (HK) Limited 中信証券融資(香港)有限公司 | RE | 4 | 01 August 2011 | 01 May 2017 |
| CITIC Securities Corporate Finance (HK) Limited 中信証券融資(香港)有限公司 | RE | 1 | 01 August 2011 | 01 May 2017 |