SFC Licences of CHOI Tak Fai 蔡德輝

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 RE 4 25 July 2014
Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 RE 2 04 June 2013
Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 RE 1 04 June 2013
Guotai Junan Futures (Hong Kong) Limited 國泰君安期貨(香港)有限公司 RE 2 26 March 2013 10 May 2013
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 RE 1 26 March 2013 10 May 2013
Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 RE 5 18 June 2012 15 March 2013
Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 RE 4 18 June 2012 15 March 2013
Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 RE 2 18 June 2012 15 March 2013
Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 RE 1 18 June 2012 15 March 2013
Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 RE 5 28 February 2012 15 March 2013
Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 RE 4 28 February 2012 15 March 2013
Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 RE 2 28 February 2012 15 March 2013
Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 RE 1 28 February 2012 15 March 2013
Emperor Securities Limited 英皇證券有限公司 RE 4 10 August 2011 09 December 2011
Emperor Securities Limited 英皇證券有限公司 RE 1 10 August 2011 09 December 2011
Emperor Futures Limited 英皇期貨有限公司 RE 5 10 August 2011 09 December 2011
Emperor Futures Limited 英皇期貨有限公司 RE 2 10 August 2011 09 December 2011