SFC Licences of LU Zhenwei 陸振威
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
China Securities (International) Corporate Finance Company Limited 中信建投(國際)融資有限公司 | RE | 6 | 09 March 2015 | 23 March 2015 |
China Securities (International) Corporate Finance Company Limited 中信建投(國際)融資有限公司 | RE | 1 | 09 March 2015 | 23 March 2015 |
Guosen Securities (HK) Capital Company Limited 國信證券(香港)融資有限公司 | RE | 1 | 12 August 2011 | 13 February 2015 |
Guosen Securities (HK) Capital Company Limited 國信證券(香港)融資有限公司 | RE | 6 | 12 August 2011 | 13 February 2015 |