SFC Licences of LAM Sze Man 林思敏

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Prudential Brokerage Limited 信誠證券有限公司	RE	1	10 August 2022
Prudential Index Trading Company Limited 信誠期貨有限公司	RE	2	10 August 2022
OCBC Futures Investment (Hong Kong) Limited 華僑期貨投資 (香港) 有限公司	RE	2	10 March 2022	29 May 2022
OCBC Securities Brokerage (Hong Kong) Limited 華僑證券經紀 (香港) 有限公司	RE	1	10 March 2022	29 May 2022
Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司	RE	4	22 October 2019	01 December 2021
CES Commodities (HK) Limited 光證期貨（香港）有限公司	RE	2	10 September 2019	01 December 2021
Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司	RE	1	10 September 2019	01 December 2021
RHB Futures Hong Kong Limited 興業金融期貨有限公司	RE	2	24 September 2018	25 August 2019
RHB Securities Hong Kong Limited 興業金融證券有限公司	RE	1	24 September 2018	25 August 2019
Shanxi Securities International Futures Limited 山證國際期貨有限公司	RE	2	19 December 2016	09 September 2018
Shanxi Securities International Limited 山證國際證券有限公司	RE	1	17 November 2016	09 September 2018
Shanxi Securities International Financial Holdings Limited 山證國際金融控股有限公司	RE	2	17 November 2016	31 March 2017
Holly International Financial Holdings Limited 弘業國際金融控股有限公司	RE	2	23 September 2013	02 July 2014
South China Commodities Limited 南華期貨有限公司	RE	2	26 April 2012	06 September 2013
South China Securities Limited 南華證券投資有限公司	RE	1	26 April 2012	06 September 2013
KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司	RE	2	08 August 2011	06 April 2012
KGI Asia Limited 凱基證券亞洲有限公司	RE	1	08 August 2011	06 April 2012