SFC Licences of CAI Yulong 蔡宇龍

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司	RE	6	24 November 2022
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司	RO	6	04 March 2022	24 November 2022
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司	RO	1	04 March 2022
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司	RE	6	01 November 2021	04 March 2022
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司	RE	1	01 November 2021	04 March 2022
CMB International Capital Limited 招銀國際融資有限公司	RE	6	17 May 2017	31 August 2021
CMB International Capital Limited 招銀國際融資有限公司	RE	1	17 May 2017	31 August 2021
CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司	RE	6	23 April 2015	24 October 2016
CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司	RE	4	23 April 2015	24 October 2016
CLSA Limited 中信里昂證券有限公司	RE	1	23 April 2015	24 October 2016
CITIC Securities Corporate Finance (HK) Limited 中信証券融資(香港)有限公司	RE	6	02 August 2011	01 January 2016
CITIC Securities Corporate Finance (HK) Limited 中信証券融資(香港)有限公司	RE	4	02 August 2011	01 January 2016
CITIC Securities Corporate Finance (HK) Limited 中信証券融資(香港)有限公司	RE	1	02 August 2011	01 January 2016