SFC Licences of CAI Xiaoye 蔡晓曄
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| China Asset Management (Hong Kong) Limited 華夏基金(香港)有限公司 | RE | 9 | 20 June 2017 | |
| China Asset Management (Hong Kong) Limited 華夏基金(香港)有限公司 | RE | 4 | 20 June 2017 | |
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 | RE | 4 | 11 October 2013 | 04 July 2015 |
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 | RE | 1 | 11 October 2013 | 04 July 2015 |
| Guotai Junan Assets (Asia) Limited 國泰君安資產管理(亞洲)有限公司 | RE | 1 | 25 July 2012 | 06 October 2013 |
| Guotai Junan Assets (Asia) Limited 國泰君安資產管理(亞洲)有限公司 | RE | 4 | 03 August 2011 | 06 October 2013 |
| Guotai Junan Assets (Asia) Limited 國泰君安資產管理(亞洲)有限公司 | RE | 9 | 03 August 2011 | 30 July 2012 |