SFC Licences of YING Po Suen 應寶漩

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
HSBC Corporate Finance (Hong Kong) Limited RE 6 02 June 2017
Merrill Lynch Far East Limited RE 6 23 February 2015 28 March 2017
Merrill Lynch Far East Limited RE 4 23 February 2015 28 March 2017
Merrill Lynch Far East Limited RE 1 23 February 2015 28 March 2017
Merrill Lynch (Asia Pacific) Limited RE 6 23 February 2015 28 March 2017
Merrill Lynch (Asia Pacific) Limited RE 4 23 February 2015 28 March 2017
Merrill Lynch (Asia Pacific) Limited RE 1 23 February 2015 28 March 2017
Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 RE 6 11 April 2012 08 January 2015
Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 RE 4 11 April 2012 08 January 2015
Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 RE 1 11 April 2012 08 January 2015
Merrill Lynch (Asia Pacific) Limited RE 1 03 August 2011 10 January 2012
Merrill Lynch (Asia Pacific) Limited RE 4 03 August 2011 10 January 2012
Merrill Lynch (Asia Pacific) Limited RE 6 03 August 2011 10 January 2012
Merrill Lynch Far East Limited RE 1 03 August 2011 10 January 2012
Merrill Lynch Far East Limited RE 4 03 August 2011 10 January 2012
Merrill Lynch Far East Limited RE 6 03 August 2011 10 January 2012