SFC Licences of WU Yu 武煜

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
CMB International Global Markets Limited 招銀國際環球市場有限公司 RE 4 24 January 2022
CMB International Securities Limited 招銀國際證券有限公司 RE 4 25 June 2019 05 May 2022
GF Securities (Hong Kong) Brokerage Limited 廣發証券(香港)經紀有限公司 RE 4 20 November 2018 17 May 2019
Shenwan Hongyuan Research (H.K.) Limited 申萬宏源研究(香港)有限公司 RE 4 27 March 2014 11 July 2018
FIL Investment Advisors RE 9 08 August 2011 31 December 2013
FIL Investment Advisors RE 4 08 August 2011 31 December 2013
FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 RE 9 08 August 2011 31 December 2013
FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 RE 4 08 August 2011 31 December 2013