SFC Licences of PUN Yu San 潘宇燊
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 2 | 14 September 2018 | 08 July 2019 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 1 | 14 September 2018 | 08 July 2019 |
| Newedge Broker Hong Kong Limited 新際經紀香港有限公司 | RE | 2 | 03 September 2012 | 19 November 2013 |
| SG Asset Finance (Hong Kong) Limited | RE | 2 | 03 September 2012 | 19 November 2013 |
| SG Asset Finance (Hong Kong) Limited | RE | 1 | 03 September 2012 | 19 November 2013 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 | RE | 1 | 08 August 2011 | 19 March 2012 |
| CES Commodities (HK) Limited 光證期貨（香港）有限公司 | RE | 2 | 08 August 2011 | 19 March 2012 |