SFC Licences of KWOK Huay Yi 郭蕙儀
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Anbang Capital (Hong Kong) Co. Limited 安邦資本(香港)有限公司 | RE | 6 | 21 July 2014 | 14 January 2015 |
| Anbang Capital (Hong Kong) Co. Limited 安邦資本(香港)有限公司 | RE | 4 | 21 July 2014 | 14 January 2015 |
| Anbang Capital (Hong Kong) Co. Limited 安邦資本(香港)有限公司 | RE | 1 | 21 July 2014 | 14 January 2015 |
| Chief Financial Capital Limited 致富金融資本有限公司 | RE | 6 | 28 May 2013 | 24 June 2014 |
| Chief Securities Limited 致富證券有限公司 | RE | 4 | 28 May 2013 | 24 June 2014 |
| Chief Securities Limited 致富證券有限公司 | RE | 1 | 28 May 2013 | 24 June 2014 |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 | RE | 6 | 04 August 2011 | 22 August 2012 |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 | RE | 1 | 04 August 2011 | 22 August 2012 |