SFC Licences of LEE Yuk Wa 李玉華
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Emperor Securities Limited 英皇證券有限公司 | RE | 1 | 12 September 2014 | 29 March 2019 |
| Emperor Futures Limited 英皇期貨有限公司 | RE | 2 | 12 September 2014 | 29 March 2019 |
| Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 | RE | 1 | 04 August 2011 | 04 July 2012 |