SFC Licences of LAU Ka Fung Adrian 劉家灃

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Perpetuum Wealth Management Limited 長期財富管理有限公司	RO	9	21 September 2022
Perpetuum Wealth Management Limited 長期財富管理有限公司	RO	4	21 September 2022
Perpetuum Wealth Management Limited 長期財富管理有限公司	RE	9	22 August 2022	21 September 2022
Perpetuum Wealth Management Limited 長期財富管理有限公司	RE	4	22 August 2022	21 September 2022
Risen Family Office Limited 潤晟家族辦公室有限公司	RO	9	23 June 2020	19 August 2022
Risen Family Office Limited 潤晟家族辦公室有限公司	RO	4	23 June 2020	19 August 2022
Quam Asset Management Limited 華富建業資產管理有限公司	RE	9	12 April 2018	05 June 2020
Quam Asset Management Limited 華富建業資產管理有限公司	RE	4	12 April 2018	05 June 2020
Pamirs Capital (H.K.) Limited 高原証券有限公司	RE	9	31 May 2017	09 December 2017
Pamirs Capital (H.K.) Limited 高原証券有限公司	RE	4	31 May 2017	09 December 2017
Pamirs Capital (H.K.) Limited 高原証券有限公司	RE	1	31 May 2017	09 December 2017
Southwest Securities (HK) Asset Management Limited 西證(香港)資產管理有限公司	RE	9	19 May 2016	20 May 2017
Southwest Securities (HK) Asset Management Limited 西證(香港)資產管理有限公司	RE	4	19 May 2016	20 May 2017
Guotai Junan FX Limited 國泰君安外匯有限公司	RE	3	19 April 2012	17 December 2014
Guotai Junan Futures (Hong Kong) Limited 國泰君安期貨(香港)有限公司	RE	2	04 August 2011	17 December 2014