SFC Licences of YAM Chi Fai 任志輝

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
China Transfer Capital Investment Limited 中匯資本投資有限公司 RO 1 11 December 2018 05 December 2019
China Transfer Capital Investment Limited 中匯資本投資有限公司 RE 1 06 December 2018 11 December 2018
KGI Asia Limited 凱基證券亞洲有限公司 RE 1 03 October 2017 30 November 2018
KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 RE 2 18 September 2015 30 November 2018
KGI Asia Limited 凱基證券亞洲有限公司 RE 1 05 March 2014 02 October 2017
KGI Wealth Management Limited 凱基財富管理有限公司 RE 1 05 March 2014 02 October 2017
Chief Securities Limited 致富證券有限公司 RE 1 23 January 2014 18 February 2014
Future Growth Financial Services Limited 聚合金融服務有限公司 RE 2 08 August 2011 31 March 2012
Future Growth Financial Services Limited 聚合金融服務有限公司 RE 1 08 August 2011 31 March 2012