SFC Licences of YAM Chi Fai 任志輝
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
China Transfer Capital Investment Limited 中匯資本投資有限公司 | RO | 1 | 11 December 2018 | 05 December 2019 |
China Transfer Capital Investment Limited 中匯資本投資有限公司 | RE | 1 | 06 December 2018 | 11 December 2018 |
KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 03 October 2017 | 30 November 2018 |
KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 | RE | 2 | 18 September 2015 | 30 November 2018 |
KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 05 March 2014 | 02 October 2017 |
KGI Wealth Management Limited 凱基財富管理有限公司 | RE | 1 | 05 March 2014 | 02 October 2017 |
Chief Securities Limited 致富證券有限公司 | RE | 1 | 23 January 2014 | 18 February 2014 |
Future Growth Financial Services Limited 聚合金融服務有限公司 | RE | 2 | 08 August 2011 | 31 March 2012 |
Future Growth Financial Services Limited 聚合金融服務有限公司 | RE | 1 | 08 August 2011 | 31 March 2012 |