SFC Licences of HO Hock Guan Samuel 何福元
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Valuable Capital Limited 華盛資本証券有限公司 | RE | 1 | 30 August 2023 | |
KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 | RO | 2 | 14 March 2012 | 16 January 2014 |
KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 | RE | 2 | 08 August 2011 | 14 March 2012 |