SFC Licences of HUA Qianli 華千里
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Composite Capital Management (HK) Limited 複合資本管理有限公司 | RE | 9 | 19 September 2016 | 31 May 2021 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 6 | 18 July 2016 | 27 August 2016 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 4 | 18 July 2016 | 27 August 2016 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 1 | 18 July 2016 | 27 August 2016 |
| Xin Tian Fund Management Company Limited 鑫田基金管理有限公司 | RE | 9 | 01 August 2013 | 11 May 2016 |
| Xin Tian Fund Management Company Limited 鑫田基金管理有限公司 | RE | 4 | 01 August 2013 | 11 May 2016 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 1 | 19 August 2011 | 29 June 2013 |