SFC Licences of NGAI Ching 倪晶
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Quam Securities Limited 華富建業證券有限公司 | RE | 2 | 03 June 2016 | |
| Quam Securities Limited 華富建業證券有限公司 | RE | 1 | 03 June 2016 | |
| Ping An of China Futures (Hong Kong) Company Limited 中國平安期貨(香港)有限公司 | RE | 2 | 26 April 2016 | 12 May 2016 |
| Ping An of China Securities (Hong Kong) Company Limited 中國平安証券(香港)有限公司 | RE | 4 | 26 April 2016 | 12 May 2016 |
| Ping An of China Securities (Hong Kong) Company Limited 中國平安証券(香港)有限公司 | RE | 1 | 26 April 2016 | 12 May 2016 |
| CMS Asset Management (HK) Co., Limited 招商證券資產管理(香港)有限公司 | RE | 9 | 08 August 2011 | 28 April 2013 |