SFC Licences of JI Pingzi 季屏子

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Haitong International Research Limited 海通國際研究有限公司 RE 4 16 March 2022
SMBC Nikko Securities (Hong Kong) Limited 日興證券(香港)有限公司 RE 5 16 July 2019 15 October 2021
SMBC Nikko Securities (Hong Kong) Limited 日興證券(香港)有限公司 RE 2 16 July 2019 15 October 2021
SMBC Nikko Securities (Hong Kong) Limited 日興證券(香港)有限公司 RE 1 16 July 2019 15 October 2021
SMBC Nikko Securities (Hong Kong) Limited 日興證券(香港)有限公司 RE 4 02 July 2019 15 October 2021
China Life Franklin Asset Management Co., Limited 中國人壽富蘭克林資產管理有限公司 RE 9 08 August 2011 31 January 2019
China Life Franklin Asset Management Co., Limited 中國人壽富蘭克林資產管理有限公司 RE 4 08 August 2011 31 January 2019