SFC Licences of JI Pingzi 季屏子
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Haitong International Research Limited 海通國際研究有限公司 | RE | 4 | 16 March 2022 | |
SMBC Nikko Securities (Hong Kong) Limited 日興證券(香港)有限公司 | RE | 5 | 16 July 2019 | 15 October 2021 |
SMBC Nikko Securities (Hong Kong) Limited 日興證券(香港)有限公司 | RE | 2 | 16 July 2019 | 15 October 2021 |
SMBC Nikko Securities (Hong Kong) Limited 日興證券(香港)有限公司 | RE | 1 | 16 July 2019 | 15 October 2021 |
SMBC Nikko Securities (Hong Kong) Limited 日興證券(香港)有限公司 | RE | 4 | 02 July 2019 | 15 October 2021 |
China Life Franklin Asset Management Co., Limited 中國人壽富蘭克林資產管理有限公司 | RE | 9 | 08 August 2011 | 31 January 2019 |
China Life Franklin Asset Management Co., Limited 中國人壽富蘭克林資產管理有限公司 | RE | 4 | 08 August 2011 | 31 January 2019 |