SFC licenceholder AXV193 NG Wai Man 吳衛文

Licences

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Updated: 13 November 2020

Institution Role Licences Start date End date
Sunfund Securities Limited 東皓證券有限公司 RO [1] (Dealing in Securities), [4] (Advising on Securities) 27 October 2020
Sunfund Fund Management Limited 東皓基金管理有限公司 RE [9] (Asset Management) 28 September 2020
Sunfund Securities Limited 東皓證券有限公司 RE [1] (Dealing in Securities), [4] (Advising on Securities) 28 September 2020 27 October 2020
ZMF Asset Management Limited 中募金融資管有限公司 RE [1] (Dealing in Securities), [4] (Advising on Securities), [9] (Asset Management) 08 October 2019 24 August 2020
ZMF Asset Management Limited 中募金融資管有限公司 RE [1] (Dealing in Securities) 23 September 2019 08 October 2019
KGI Asia Limited 凱基證券亞洲有限公司 RE [1] (Dealing in Securities) 03 October 2017 30 August 2019
KGI Asia Limited 凱基證券亞洲有限公司 RE [1] (Dealing in Securities) 16 March 2015 07 March 2016
Sun Hung Kai Investment Services Limited 新鴻基投資服務有限公司 RE [1] (Dealing in Securities), [4] (Advising on Securities) 08 August 2011 27 March 2012