SFC Licences of NG Wai Man 吳衛文

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Homily Worldwide Securities Company Limited 弘歷環球證券有限公司	RO	4	16 June 2021	31 July 2023
Homily Worldwide Securities Company Limited 弘歷環球證券有限公司	RO	1	16 June 2021	31 July 2023
Sunfund Securities Limited 東皓證券有限公司	RO	4	27 October 2020	16 May 2021
Sunfund Securities Limited 東皓證券有限公司	RO	1	27 October 2020	16 May 2021
Sunfund Fund Management Limited 東皓基金管理有限公司	RE	9	28 September 2020	16 May 2021
Sunfund Securities Limited 東皓證券有限公司	RE	4	28 September 2020	27 October 2020
Sunfund Securities Limited 東皓證券有限公司	RE	1	28 September 2020	27 October 2020
ZMF Asset Management Limited 中募金融資管有限公司	RO	4	08 October 2019	24 August 2020
ZMF Asset Management Limited 中募金融資管有限公司	RO	1	08 October 2019	24 August 2020
ZMF Asset Management Limited 中募金融資管有限公司	RE	9	08 October 2019	24 August 2020
ZMF Asset Management Limited 中募金融資管有限公司	RE	1	23 September 2019	08 October 2019
KGI Asia Limited 凱基證券亞洲有限公司	RE	1	03 October 2017	30 August 2019
KGI Asia Limited 凱基證券亞洲有限公司	RE	1	21 February 2017	02 October 2017
KGI Asia Limited 凱基證券亞洲有限公司	RE	1	16 March 2015	07 March 2016
Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司	RE	1	08 August 2011	27 March 2012
Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司	RE	4	08 August 2011	27 March 2012