SFC Licences of SHAU Joseph Koon Chung 仇冠中
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 | RE | 6 | 12 October 2018 | |
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 | RE | 6 | 09 October 2012 | 14 September 2018 |
BOCI Asia Limited 中銀國際亞洲有限公司 | RE | 6 | 15 August 2011 | 29 June 2012 |