SFC Licences of SHAU Joseph Koon Chung 仇冠中

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 RE 6 12 October 2018
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 RE 6 09 October 2012 14 September 2018
BOCI Asia Limited 中銀國際亞洲有限公司 RE 6 15 August 2011 29 June 2012