SFC Licences of TSE Ying Kin 謝英健
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 | RE | 1 | 14 September 2023 | |
CES Commodities (HK) Limited 光證期貨(香港)有限公司 | RE | 2 | 01 December 2020 | |
CES Forex (HK) Limited 光證外匯(香港)有限公司 | RE | 3 | 15 September 2020 | |
Everbright Securities Investment Services (HK) Limited 光大證券投資服務(香港)有限公司 | RE | 1 | 13 August 2019 |