SFC Licences of CHIU Tun, Steven 趙頓
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 | RE | 6 | 17 April 2014 | 09 October 2015 |
Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 | RE | 4 | 17 April 2014 | 09 October 2015 |
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 1 | 19 August 2011 | 13 July 2013 |
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 6 | 19 August 2011 | 13 July 2013 |