SFC Licences of CHIU Tun, Steven 趙頓

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 RE 6 17 April 2014 09 October 2015
Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 RE 4 17 April 2014 09 October 2015
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 RE 1 19 August 2011 13 July 2013
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 RE 6 19 August 2011 13 July 2013