SFC licenceholder AXV752 CONNERY Anthony Sean

Licences

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Updated: 04 April 2020

Institution Role Licences Start date End date
Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 RO [4] (Advising on Securities) 06 December 2017
Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 RO [9] (Asset Management) 31 March 2016
Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 RE [4] (Advising on Securities) 31 March 2016 06 December 2017
Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 RO [1] (Dealing in Securities) 30 July 2012
Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 RE [9] (Asset Management) 29 May 2012 31 March 2016
Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 RE [1] (Dealing in Securities) 16 August 2011 30 July 2012