SFC Licences of CHAN Chui Ying 陳翠盈
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Alphalex Capital Management (HK) Limited 石壁投資管理(香港)有限公司 | RE | 9 | 16 March 2022 | |
Alphalex Capital Management (HK) Limited 石壁投資管理(香港)有限公司 | RE | 4 | 16 March 2022 | |
Piper Jaffray Asia Securities Limited 派杰亞洲証券有限公司 | RE | 1 | 17 August 2011 | 25 August 2012 |