SFC Licences of LIANG Lining 梁立寧
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 4 | 25 April 2017 | 15 September 2023 |
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 1 | 25 April 2017 | 15 September 2023 |
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 6 | 25 April 2017 | 21 February 2023 |
J.P. Morgan Securities (Far East) Limited | RE | 4 | 03 June 2013 | 30 September 2014 |
J.P. Morgan Securities (Far East) Limited | RE | 1 | 03 June 2013 | 30 September 2014 |
Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 | RE | 6 | 15 August 2011 | 18 May 2013 |
Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 | RE | 4 | 15 August 2011 | 18 May 2013 |
Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 | RE | 1 | 15 August 2011 | 18 May 2013 |