SFC Licences of CHOW Yuen Han 周婉嫻
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Macquarie Capital Limited 麥格理資本股份有限公司 | RE | 4 | 16 May 2016 | 02 November 2017 |
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 | RE | 4 | 28 August 2014 | 30 March 2016 |
UBS Securities Asia Limited | RE | 4 | 18 August 2011 | 28 June 2014 |