SFC Licences of HSU Chiao Chih 許喬智
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
J.P. Morgan Broking (Hong Kong) Limited | RE | 4 | 15 March 2019 | 19 July 2020 |
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 4 | 22 August 2011 | 06 December 2014 |