SFC Licences of JONES Lloyd Thomas Meldrum
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| J.P. Morgan Broking (Hong Kong) Limited | RE | 5 | 06 May 2016 | 15 February 2017 |
| J.P. Morgan Broking (Hong Kong) Limited | RE | 4 | 06 May 2016 | 15 February 2017 |
| J.P. Morgan Broking (Hong Kong) Limited | RE | 2 | 06 May 2016 | 15 February 2017 |
| J.P. Morgan Broking (Hong Kong) Limited | RE | 1 | 06 May 2016 | 15 February 2017 |
| J.P. Morgan Broking (Hong Kong) Limited | RE | 5 | 15 April 2013 | 31 August 2015 |
| J.P. Morgan Broking (Hong Kong) Limited | RE | 4 | 15 April 2013 | 31 August 2015 |
| J.P. Morgan Broking (Hong Kong) Limited | RE | 2 | 15 April 2013 | 31 August 2015 |
| J.P. Morgan Broking (Hong Kong) Limited | RE | 1 | 15 April 2013 | 31 August 2015 |
| Newedge Broker Hong Kong Limited 新際經紀香港有限公司 | RE | 2 | 25 May 2012 | 27 March 2013 |
| SG Asset Finance (Hong Kong) Limited | RE | 2 | 25 May 2012 | 27 March 2013 |
| SG Asset Finance (Hong Kong) Limited | RE | 1 | 25 May 2012 | 27 March 2013 |
| CLSA Limited 中信里昂證券有限公司 | RE | 1 | 19 August 2011 | 05 April 2012 |