SFC Licences of UM Maynard J
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Macquarie Capital Limited 麥格理資本股份有限公司 | RE | 4 | 30 November 2018 | 30 October 2019 |
| UBS Securities Asia Limited | RE | 4 | 23 August 2011 | 03 April 2012 |