SFC Licences of NUSSBAUM Ross Trevor
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
UBS Securities Asia Limited | RE | 4 | 30 June 2015 | 15 July 2015 |
UBS Securities Asia Limited | RE | 4 | 23 August 2011 | 20 November 2014 |