SFC Licences of GUPTA JAIN Tanvee
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
UBS Securities Asia Limited | RE | 4 | 06 June 2017 | |
Macquarie Capital Limited 麥格理資本股份有限公司 | RE | 4 | 18 August 2011 | 14 April 2017 |