SFC Licences of NG Kin Fun 吳建勛
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Orient Securities (Hong Kong) Limited 東方證券(香港)有限公司 | RE | 4 | 11 September 2017 | 13 October 2017 |
Orient Securities (Hong Kong) Limited 東方證券(香港)有限公司 | RE | 1 | 11 September 2017 | 13 October 2017 |
OnePlatform Asset Management Limited 環一資產管理有限公司 | RE | 1 | 16 September 2013 | 09 December 2016 |
OnePlatform Asset Management Limited 環一資產管理有限公司 | RE | 1 | 14 September 2011 | 14 March 2012 |