SFC Licences of HOU Ming-Hsiao 侯明孝
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CLSA Limited 中信里昂證券有限公司 | RE | 4 | 15 October 2019 | 14 May 2021 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 4 | 19 August 2011 | 18 June 2015 |