SFC Licences of READ Ben Edward
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Macquarie Capital Limited 麥格理資本股份有限公司 | RE | 7 | 03 August 2023 | |
Macquarie Capital Limited 麥格理資本股份有限公司 | RE | 1 | 03 August 2023 | |
Macquarie Asia Securities Limited | RE | 1 | 03 August 2023 | |
Merrill Lynch Far East Limited | RE | 7 | 25 June 2014 | 01 November 2018 |
Merrill Lynch Far East Limited | RE | 1 | 23 September 2011 | 08 October 2021 |
Merrill Lynch Far East Limited | RE | 2 | 19 August 2011 | 08 October 2021 |
Merrill Lynch (Asia Pacific) Limited | RE | 1 | 19 August 2011 | 08 October 2021 |