SFC Licences of LI Xichen 李希晨
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| J.P. Morgan Securities (Far East) Limited | RE | 6 | 11 November 2013 | 19 March 2015 |
| J.P. Morgan Securities (Far East) Limited | RE | 4 | 11 November 2013 | 19 March 2015 |
| J.P. Morgan Securities (Far East) Limited | RE | 1 | 11 November 2013 | 19 March 2015 |
| Macquarie Capital Limited 麥格理資本股份有限公司 | RE | 1 | 23 August 2011 | 07 October 2013 |
| Macquarie Capital Limited 麥格理資本股份有限公司 | RE | 6 | 23 August 2011 | 07 October 2013 |
| Macquarie Corporate (Hong Kong) Limited | RE | 6 | 23 August 2011 | 07 October 2013 |