SFC Licences of CHO Tin Tak 曹天德
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| UBS Securities Hong Kong Limited | RO | 6 | 02 November 2023 | |
| UBS Securities Hong Kong Limited | RE | 6 | 14 February 2020 | 02 November 2023 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 6 | 19 August 2011 | 12 September 2019 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 19 August 2011 | 12 September 2019 |