SFC Licences of TAGAWA Ichiro
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Sunrise Brokers (Hong Kong) Limited | RE | 2 | 15 June 2023 | |
| Sunrise Brokers (Hong Kong) Limited | RE | 1 | 15 June 2023 | |
| BGC Securities (Hong Kong) LLC | RE | 2 | 14 May 2020 | |
| BGC Securities (Hong Kong) LLC | RE | 1 | 14 May 2020 | |
| GFI (HK) Securities L.L.C. | RE | 7 | 23 March 2020 | |
| GFI (HK) Securities L.L.C. | RE | 2 | 12 March 2020 | |
| GFI (HK) Securities L.L.C. | RE | 1 | 12 March 2020 | |
| ICAP Securities Hong Kong Limited | RE | 2 | 01 October 2018 | 02 December 2019 |
| ICAP Securities Hong Kong Limited | RE | 1 | 01 October 2018 | 02 December 2019 |
| ICAP Securities Hong Kong Limited | RE | 2 | 17 October 2014 | 30 September 2018 |
| ICAP Securities Hong Kong Limited | RE | 1 | 17 October 2014 | 30 September 2018 |
| ICAP Securities Hong Kong Limited | RE | 1 | 25 August 2011 | 10 September 2012 |
| ICAP Securities Hong Kong Limited | RE | 2 | 25 August 2011 | 10 September 2012 |