SFC Licences of HINO Dai
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Sunrise Brokers (Hong Kong) Limited | RE | 2 | 17 May 2021 | |
Sunrise Brokers (Hong Kong) Limited | RE | 1 | 17 May 2021 | |
BGC Securities (Hong Kong) LLC | RE | 2 | 06 May 2020 | 18 January 2021 |
BGC Securities (Hong Kong) LLC | RE | 1 | 06 May 2020 | 18 January 2021 |
GFI (HK) Securities L.L.C. | RE | 7 | 03 January 2020 | 18 January 2021 |
GFI (HK) Securities L.L.C. | RE | 2 | 04 December 2019 | 18 January 2021 |
GFI (HK) Securities L.L.C. | RE | 1 | 04 December 2019 | 18 January 2021 |
ICAP Securities Hong Kong Limited | RE | 2 | 01 October 2018 | 02 December 2019 |
ICAP Securities Hong Kong Limited | RE | 1 | 01 October 2018 | 02 December 2019 |
ICAP Securities Hong Kong Limited | RE | 2 | 11 March 2014 | 30 September 2018 |
ICAP Securities Hong Kong Limited | RE | 1 | 11 March 2014 | 30 September 2018 |
ICAP Securities Hong Kong Limited | RE | 2 | 25 August 2011 | 10 September 2012 |
ICAP Securities Hong Kong Limited | RE | 1 | 25 August 2011 | 10 September 2012 |