SFC Licences of WANG Pengyu 王鵬宇
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| SBI China Capital Financial Services Limited 軟庫中華金融服務有限公司 | RE | 1 | 13 July 2012 | 03 October 2012 |
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 23 August 2011 | 17 December 2011 |
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 | RE | 2 | 23 August 2011 | 17 December 2011 |