SFC Licences of LEE Ching Hung 李政鴻

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Posley Asset Management Limited RE 9 01 February 2024
Posley Asset Management Limited RE 4 01 February 2024
HSBC Broking Forex (Asia) Limited 滙豐金融外匯(亞洲)有限公司 RE 3 01 April 2019 04 January 2022
HSBC Broking Securities (Asia) Limited 滙豐金融證券(亞洲)有限公司 RE 4 01 April 2019 04 January 2022
HSBC Broking Securities (Asia) Limited 滙豐金融證券(亞洲)有限公司 RE 1 01 April 2019 04 January 2022
HSBC Broking Futures (Asia) Limited 滙豐金融期貨(亞洲)有限公司 RE 2 01 April 2019 04 January 2022
HSBC Broking Securities (Asia) Limited 滙豐金融證券(亞洲)有限公司 RE 4 18 March 2015 22 December 2017
HSBC Broking Forex (Asia) Limited 滙豐金融外匯(亞洲)有限公司 RE 3 08 July 2014 22 December 2017
HSBC Broking Securities (Asia) Limited 滙豐金融證券(亞洲)有限公司 RE 1 08 July 2014 22 December 2017
HSBC Broking Futures (Asia) Limited 滙豐金融期貨(亞洲)有限公司 RE 2 08 July 2014 22 December 2017
Huarong International Securities Limited 華融國際證券有限公司 RE 2 18 June 2013 30 April 2014
United Simsen Forex Dealers Limited 天行聯合滙業有限公司 RE 3 19 September 2011 30 April 2014