SFC Licences of NG Francis Chi Yin 吳旨賢
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Pacific Aegis Capital Management (IM) Limited 柏衛資本管理有限公司 | RO | 9 | 07 December 2021 | |
| STI Asset Management Limited | RE | 1 | 01 August 2018 | 11 February 2020 |
| STI Asset Management Limited | RE | 9 | 04 July 2018 | 11 February 2020 |
| STI Asset Management Limited | RE | 4 | 04 July 2018 | 11 February 2020 |
| Tianli Financial Limited 天利金融有限公司 | RE | 9 | 10 May 2017 | 01 June 2018 |
| Tianli Financial Limited 天利金融有限公司 | RE | 4 | 10 May 2017 | 01 June 2018 |
| SYZ Asset Management (Asia) Limited 思泰資產管理(亞洲)有限公司 | RE | 4 | 07 December 2012 | 10 October 2014 |
| SYZ Asset Management (Asia) Limited 思泰資產管理(亞洲)有限公司 | RE | 1 | 07 December 2012 | 10 October 2014 |
| JPMorgan Funds (Asia) Limited 摩根基金(亞洲)有限公司 | RE | 1 | 19 August 2011 | 01 March 2012 |