SFC Licences of SINGH Nishant
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Morgan Stanley Hong Kong Securities Limited | RE | 7 | 23 March 2015 | |
| Morgan Stanley Hong Kong Securities Limited | RE | 2 | 23 March 2015 | |
| Morgan Stanley Hong Kong Securities Limited | RE | 1 | 23 March 2015 | |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 23 March 2015 | |
| Merrill Lynch Far East Limited | RE | 2 | 22 July 2013 | 06 February 2015 |
| Merrill Lynch Far East Limited | RE | 1 | 22 July 2013 | 06 February 2015 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 22 July 2013 | 06 February 2015 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 2 | 29 August 2011 | 04 July 2013 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 1 | 29 August 2011 | 04 July 2013 |