SFC Licences of DAL BROI David

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Leonteq Securities (Hong Kong) Limited	RO	4	14 April 2022	15 November 2023
Leonteq Securities (Hong Kong) Limited	RO	1	14 April 2022	15 November 2023
Saxo Capital Markets HK Limited 盛寶金融(香港)有限公司	RE	4	13 December 2021	07 February 2022
Saxo Capital Markets HK Limited 盛寶金融(香港)有限公司	RO	2	23 August 2018	07 February 2022
Saxo Capital Markets HK Limited 盛寶金融(香港)有限公司	RO	1	23 August 2018	07 February 2022
Saxo Capital Markets HK Limited 盛寶金融(香港)有限公司	RE	3	23 May 2018	07 February 2022
Saxo Capital Markets HK Limited 盛寶金融(香港)有限公司	RE	2	27 April 2018	23 August 2018
Saxo Capital Markets HK Limited 盛寶金融(香港)有限公司	RE	1	27 April 2018	23 August 2018
SG Securities (HK) Limited 法國興業證券(香港)有限公司	RE	2	01 February 2016	04 December 2017
SG Securities (HK) Limited 法國興業證券(香港)有限公司	RE	1	01 February 2016	04 December 2017
Newedge Broker Hong Kong Limited 新際經紀香港有限公司	RE	2	10 June 2015	29 July 2016
SG Asset Finance (Hong Kong) Limited	RE	2	10 June 2015	29 April 2016
SG Asset Finance (Hong Kong) Limited	RE	1	10 June 2015	29 April 2016
J.P. Morgan Broking (Hong Kong) Limited	RE	4	05 September 2011	13 April 2015
J.P. Morgan Broking (Hong Kong) Limited	RE	2	05 September 2011	13 April 2015
J.P. Morgan Broking (Hong Kong) Limited	RE	1	05 September 2011	13 April 2015
J.P. Morgan Broking (Hong Kong) Limited	RE	5	05 September 2011	13 April 2015